Gordon Asset Management, LLC :: Wealth Management, Retirement Plans, Investment Advisor, Exit Planning: CODE Of Ethics

• Our Team: • Joseph M. Gordon; • Russell B. Smith; • David Todd Misenheimer; • Christian D. Keedy, Jr.; • Rand Millwood; • Gregory T. Rhinehardt; • J. Robert Stogner
• CODE Of Ethics
• Strategic Partners

CODE Of Ethics

Rather than recant our own carefully crafted code of ethics, certain partners of the firm who have their CERTIFIED FINANCIAL PLANNER™ (“CFP®”) designation, Certified Investment Management Analyst (“CIMA®”) designation, or Chartered Financial Consultant (“ChFC”) designation, through their various trade associations, respectively, are held to a certain code of ethics individually as a designee or licensee.

As a result, we have selected two of those trade organizations and their respective code of ethics which we abide by professionally, and they are attached herein in a PDF file for ease of reference and incorporated by reference hereto. Please let us know if you have any questions after reviewing each respective “code”.

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Rather than create our own carefully crafted code of ethics, certain partners of the firm through their various trade associations are held to a certain code of ethics individually as a designee or licensee. Read More >

Gordon Asset Management, is North Carolina's premier Asset Management company, specializing in Wealth Management, Retirement Plans and Exit Planning services. Located in the Research Triangle of Raleigh-Durham and Chapel Hill , Gordon Asset Management services the Triad of Greensboro, High Point and Winston-Salem as well as throughout North Carolina, East Tennessee and South Carolina.

Investment advice provided by Gordon Asset Management, LLC, a registered investment advisor with the Securities and Exchange Commission.

"Representatives registered with and securities offered through CW Securities LLC, a registered broker/dealer, and Member of the FINRA/SIPC. Gordon Asset Management, LLC and CW Securities LLC are not affiliated."